Associate Wealth Advisor

With the goal of helping families be families in mind, we are seeking an experienced Associate Wealth Advisor to work as part of a team with other Investment Advisers providing investment management and financial planning services to high net worth individuals and families.

Qualified candidates will have a strong desire to learn and grow with the firm, and will have a positive attitude with the ability to work effectively both independently and as part of the team.


Duties and Responsibilities

  • A strong desire to Help Families Be Families. | Stronger. Closer. Wiser.
  • Ability to work with clients to understand their financial goals and objectives
  • Work with Advisers to prepare client plans and reports for meetings
  • Ability and desire to work in a fast paced environment
  • Communicate client needs to the Client Service team
  • Place or assign portfolio trades
  • Participate in and contribute to Adviser Team discussions and planning decisions of client situations
  • Run financial analysis including the use of Monte Carlo software
  • Monitor client accounts for liquidity, drift and allocation concerns
  • Participate in the development of prospect recommendations and coordinate the new client onboarding process

Qualifications

  • Bachelor’s degree in finance or related field required
  • 3 years of experience directly related to this position desired
  • Possess credentials to be an Investment Advisor Representative
  • Advanced understanding of investment principles, financial planning principles and tools, and understanding of other investing approaches
  • Excellent communication, listening, consultation, organization, multi-tasking, prioritization, problem solving, and customer service skills

Salary and Benefits

TFO-TDC, LLC offers competitive compensation and benefits based on industry standards. The company benefits package includes 401(k) with a company matching program, paid holidays, and paid vacation time. Professional development is highly supported with partial and/or full company-paid professional accreditation and continuing education as well as other employee or company identified education and training opportunities.

For confidential resume submissions and consideration, please complete the form on the bottom of the Careers Page or forward your resume and cover letter to: Robert Bowers, rbowers@tdccompanies.com.

TDC Investment Advisory – Resume Submission Form

Please fill out the following fields and upload your resume and cover letter.